China’s combination of fishing boats, unarmed
law-enforcement ships, and military power allows Beijing to act as a
provocateur – and to use small stick diplomacy.
It
seems everything old is new again. My (online) colleague Jens Kastner published
an importantarticle
in Asia Times this
week, detailing how Beijing enlists fishermen as an arm of its maritime
strategy. His story will strike a familiar chord with any U.S. Navy sailor of a
certain age. During the Cold War it was hard for an American task force of any
consequence to leave port without a Soviet “AGI” in trail. These souped-up
fishing trawlers would shadow U.S. task forces, joining up just outside U.S.
territorial waters. So ubiquitous were they that naval officers joked about
assigning the AGI a station in the formation, letting it follow along – as it
would anyway – without obstructing fleet operations.
AGIs
were configured not just to cast nets, but to track ship movements, gather
electronic intelligence, and observe the tactics, techniques, and procedures by
which American fleets transact business in great waters. Few seafaring nations
use nonmilitary assets that way. Wielded deftly, though, they can play a vital
part in sea power, broadly construed as encompassing not only government but
commercial shipping, and not only navy personnel but private mariners. Maritime
strategy is about more than navies. It’s about using all implements available
to governments – sea- and land-based, public and private – to shape events at
sea.
AGIs
were mainly passive platforms sent to watch, listen, and report. While
intelligence collection is part of Chinese fishing vessels’ job description as
well, Beijing entrusts more active duties to these small craft. They can
discharge combat missions. Some
of them can lay or clear sea mines, for example. Or, as Naval War College
professor Peter Dutton put it in another context, the fishing fleet is an
unofficial maritime auxiliary that Beijing can deploy to stoke “managed confrontation” with neighbors whose seaborne
interests contradict China’s.
Kastner
portrays it as a stick with which the Chinese government can stir up maritime
Asia at opportune moments, whether to solidify its claims to contested islands
and seas, appease a restive populace at home, or support a cross-strait
offensive against Taiwan.
Japan,
the Philippines, and other claimants to waters and soil China considers its
historic patrimony constitute special targets for managed confrontation.
Fishing boats have been in the thick of such scuffles as the war of words that
ensued in 2010 after the Japan Coast Guard apprehended a Chinese fishing boat
near the Senkaku/Diaoyutai islets.
Fishermen
have been at the vanguard of Chinese policy in the ongoing impasse with the Philippines
at Scarborough Shoal, an atoll west of Luzon. Does Beijing control the
whereabouts and actions of fishing boats directly? It’s not entirely clear, and
Chinese diplomats aren’t saying.
There
must be some mix between conscious action and opportunism. While they may or
may not exercise operational command over a given boat, Chinese officials can
certainly encourage its skipper to ply his trade in disputed water – and
respond if he runs into trouble.
If a
foreign coast guard or navy tries to shoo Chinese boats away, Beijing gains
plausible grounds to act. It can intervene diplomatically on Chinese nationals’
behalf, as in the Senkakus in late 2010. Or nonmilitary maritime services like
China Maritime Surveillance can dispatch assets to protect the fishermen, as at
Scarborough Shoal. Call it gunboat diplomacy without the guns – or at
least without an open display of guns. The People’s Liberation Army is the
unseen adjunct to Chinese nautical diplomacy. Military power held in reserve
represents an enormous Chinese advantage, especially when the opponent is as completely
outmatched as the Philippines.
As
Henry Kissinger notes, deterrence is a product of a nation’s capability, its
leadership’s resolve to use that capability under well-defined circumstances,
and the adversary’s belief in both capability and intentions. If any of those
factors is zero, deterrence is zero. Manila disbelieves in Chinese will or
military might at its own peril. In all likelihood, deterrence results.
This
imposes a Catch-22 on regional capitals. If Manila, Hanoi, or some other
government is deterred from upholding its claims – leaving Chinese units
holding the contested ground by default – then Beijing scores an incremental
diplomatic victory. That’s the best outcome from China’s standpoint. If a rival
government isn’t deterred – if it deploys ships to the scene to put steel
behind its claims – it does so at a lopsided material disadvantage.
It again stands to lose. And if it’s rash
enough to use force to impose its will, as sovereign states do to preserve
order within their territory, it looks like the bully vis-à-vis unarmed Chinese
ships. Philippine leaders have been trying to escape the no-win situation that
Beijing has imposed on them, to no avail thus far.
If
successful, Chinese strategy creates facts on the ground. Its maritime claims
calcify into accepted state practice. And what states do has a habit of finding
its way into international law over time – of becoming what they should do.
Which
is the point for China, which finds itself bestriding awkward legal ground. No
one outside China takes seriously the extralegal idea that documents,
artifacts, and oral traditions dating from antiquity entitle China to the
waters and landmasses within the “nine-dashed line” enclosing most
of the South China Sea.
That’s
especially true when these claims skirt close along another Asian state’s
shorelines, as
is the case with the Philippine Islands, Brunei, and Malaysia, which
comprise the eastern arc of the South China Sea. The law of the sea apportions
maritime rights by
geographic distance from landmasses, not by who fished where two millennia
ago. But the Chinese government can establish a physical presence in these
expanses and deploy overpowering might to dissuade others from opposing it.
If this
approach prevails at Scarborough Shoal – deep within the 200-nautical-mile
exclusive economic zone encircling the Philippine island of Luzon – it will
probably form the pattern for Beijing’s handling of maritime territorial
disputes. If it works there, where Manila’s legal rights are at their strongest
– indeed, unassailable – why not try it elsewhere? Maybe might does make
right.
While
they would probably deplore China’s political goals in the East and South China
seas, the greats of sea-power theory might applaud its strategic artistry. In a
way, Beijing’s strategy extrapolates from British historian Sir Julian
Corbett’s writings on the design of fleets, published just over a century ago.
For
Corbett, two broad components constituted any navy: the battle fleet, designed
to wrest command of the sea (a.k.a. “permanent general control” of the sea)
from enemy fleets, and the “flotilla” of lesser craft that exercises maritime
command, either in peacetime or once the battle line has put adversaries out of
action in wartime. Frigates, patrol boats, and other lightly armed craft that
are inexpensive and can be built in large numbers comprise the flotilla. Once
rival navies have been cleared away, even their minimal armament overmatches
likely antagonists.
It’s no
stretch to include noncombatant craft like law-enforcement ships, coast guard
cutters, merchantmen, and even fishing vessels as part of the flotilla should a
government choose to employ them that way. China apparently does so choose. And
there’s precedent for this approach. In bygone ages, the boundary dividing the
navy from private seafaring often blurred into invisibility.
China’s
unconventional flotilla lets Beijing accomplish some of the things in peacetime
that Corbett envisioned the battle fleet’s accomplishing in wartime. He pointed
out, for instance, that it was hard for the strong to compel the weak to fight
when the weak stood to lose everything. Corbett advised the stronger fleet’s
commanders to create a forcing function. They should attack something the
opponent couldn’t refuse to defend.
He
would have to run the risks of sea combat despite the likelihood of defeat.
Ample historical
precedent stood behind Corbett’s counsel. By the late 17th century, Britain’s
Royal Navy had come to outclass its long-time nemesis, the Dutch Navy. (To this
day gentle Dutchmen will remind you that they won two out of the three
Anglo-Dutch naval wars of the 1600s – just not the last one.)
Dutch
admirals feared challenging a stronger opponent. But the British Isles lay
astride sea lanes connecting the Netherlands to overseas trading partners. That
meant the Royal Navy enjoyed the option of attacking Dutch merchant shipping.
The Dutch Navy must either hazard combat or abandon the merchant fleet, the
wellspring of national prosperity. Britain used its combination of naval might
and geographic advantage to wear down Dutch sea power over time.
While they
have no desire for an armed conflict – nonviolent coercion promises rewards
without the diplomatic fallout – Chinese leaders can try a similar stratagem in
the China seas. Its combination of fishing boats, unarmed law-enforcement
ships, and military power in reserve lets Beijing act as a provocateur. No East
or Southeast Asian state wants to pick a fight with China. The mismatch between
the Chinese and Southeast Asian armed forces far exceeds that between
17th-century Britain and Holland. It’s a chasm between the Philippines, with no
operational combat aircraft, and China, with its vibrant and improving air
force.
But
Beijing can mount a direct challenge to its neighbors’ maritime claims, forcing
them to respond. It can send fishing vessels to places like Scarborough Shoal,
provoking a showdown with a foreign navy or coast guard and compelling a rival
claimant to back down. Or it can take advantage should fishermen provoke a
controversy on their own. This may have been the case at Scarborough Shoal. Either
way, superior power grants new options.
China’s
margin of superiority determines its options. The greater its margin, the wider
its horizons for managed confrontation.“Small
stick diplomacy” offers the greatest prospects of success in the South
China Sea, where regional sea powers lag far behind notwithstanding
their efforts to bulk up.
Beijing
has been more circumspect in the East China Sea, where Japan is a serious naval
power with the capacity to push back, a strong ally in the form of the U.S.
Seventh Fleet, and an apparent allied commitment to defend the Senkakus should
it come to a trial of arms. A showdown over the Senkakus would be a
high-stakes, high-risk affair.
Accordingly, Beijing
affords Tokyo more respectful treatment than it does Manila. Should
the naval balance come to favor China over the U.S.-Japan alliance, though, it
may well take a more forceful stance – exercising its Scarborough Shoal option.
James R. Holmes
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