Nov 1, 2012

Asia - Asia determined to harmonize, standardize bond markets

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SIBOS in Osaka, November 1 – Despite its fragmented market, Asia aims for harmonization and standardization of its bond markets via a slower but a more open consensus approach.

The ASEAN+3 bond Market Forum (ABMF), which comprises both policymakers and market participants, is engaging policy-makers early and pursuing harmonization of regional markets incrementally. This approach differs from the European experience when its  banks tried to remove Giovannini’s 15 barriers to European clearing and settlement and faced a more intractable barrier in public-sector reluctance to legislate.

The ABMF set up one sub-forum to collect market information on issuance and transactions, and a second to identify transaction flows with a view to increasing STP in the region. Next will come a standard issuance document set, and expansion of the first sub-forum’s scope to include payment and redemption procedures for government and corporate bonds.

Yet the forum’s expected outcomes remain relatively modest. “We’re starting with the easier issues first, then we’ll take the next ones in sequence. We’re limiting the scope to small areas for harmonization,” said Jason Lee, adviser to the office of regional economic integration at the Asian Development bank.

“Unlike Europe, Asia has no formal institution to lead harmonization. The bottom-up approach could make the process slower than in Europe but it will be safer in terms of actual implementation. A bottom-up approach is more comfortable for this region,” Lee says.

Progress is slow not only because it is being built by consensus but also because Asia is a significantly more fragmented market. Asian markets didn’t start with a treaty, pointed out Mike Tagai, managing director and industry issues executive for
Asia at J.P. Morgan.

“European countries are almost standardized already. Here in Asia we have to start from scratch,” agreed Yuji Sato, co-chair of the ABMF’s second sub-forum at JASDEC.

If harmonization results in reduced over- all costs – possibly including lower custodian bank fees – it will be the result of higher volumes. But the primary concern is to create a more active bond market, said Sato, with increased harmonization and standardization in the secondary market. In the process, connecting each market gateway to ISO standards will enhance STP flows for cross-border transactions.

Asked about future targets for harmonization, Lee described the obvious con- tenders – tax and FX controls – as “not practical”. He pointed instead to measures aimed at enhancing liquidity in the region, including how to increase use of collateral, improve the regional settlement infrastructure and decide whether it makes sense to connect CSDs.

Given Douglas’s advice to disengage politics from business, Lee reminded the audience that its priorities would be based on guidance from ASEAN+3 governments concerned not only with market inefficiencies but with the macro impact of regional transaction flows.

For both governments and industry, one of the lessons from the European process is that it will take time and perseverance.

“It feels strange to provide advice from Europe when Europe is such a mess,” said Douglas.  In Asia, as in Europe – where T2s will address some of the barriers Giovannini originally identified – the process will reflect the grief cycle: denial, through acceptance, to willingness to move forward.

“When the issues are first raised, everyone says that solving them will be too difficult. After a couple of years, you start to get progress,” he said. “It will eventually get to a stage where the market will accept it and move forward.”



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